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Internal Audistor

Location : Baltimore, MD
Job Type : Contract
Hours : Full Time
Required Years of Experience : 3+
Required Education : bachelors
Travel : No
Relocation : No

Job Description :


  • Develop, coordinate, plan and execute remote operational assessments for third parties focusing on compliance with regulations, company policies/procedures, training curriculum, third party risk management and internal controls. 

  • Prepare for assessments by reviewing documentation of processes performed by the third party prior to scheduled assessment. 

  • Document assessment template, follow up on outstanding deliverables, and score the assessment with an overall rating. 

  • Compose assessment report containing findings and recommendations and present to business and the third party. 

  • Ensure that potential issues are raised promptly to senior management with a view to identify options to mitigate risk. 

  • Evaluate third party’s criticality attributes while partnering with internal business areas to determine risk tier. 

  • Ability to drill down on third party’s risk attributes to ensure appropriate risk tier is assigned and due diligence completed. 

  • Complete reputational and financial risk reviews at onboarding and annually where applicable. 

  • Demonstrate strong customer service skills throughout the assessment process. Routinely handles exceptional/unusual situations. 

  • Develop and maintain effective relationships with key Business partners. Assist with quality control and manager control assessments. 

  • Document any changes to internal Policies and Procedures. 

  • Identify enhancements and process efficiencies to keep assessment program in line with regulatory requirements. 

  • Perform other duties as assigned

Required Qualifications :

  • Bachelor’s degree or equivalent combination of education and experience required. 

  • 3-5 years of Third Party Risk Management, Compliance/Control and/or Audit experience preferred. 

  • Relevant experience auditing, performing operational assessments or relevant operational experience. 

  • Proficiency with Microsoft Word, Excel, PowerPoint, Outlook, and other PC desktop applications. 

  • Experience with RSA Archer a plus. 

  • Familiarity with CFPB bulletin requirements. 

  • Ability to analyze documents and determine risks and process controls. 

  • Excellent knowledge of corporate policies and procedures and the regulatory environment. Advanced problem solving and analytical skills. 

  • Process and detail-oriented individual with an ability to think strategically. 

  • Excellent communication skills both verbal and written and ability to interact confidently with team members, internal business partners, external third parties, 

  • Auditors and Regulators. Strong judgment, organizational, decision making, project management and interpersonal skills. 

  • Ability to work both independently and as part of a team at all levels and across departments.

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